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Applied and Environmental Microbiology, March 1999, p. 879-885, Vol. 65, No. 3
0099-2240/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
MINIREVIEW
Microbial Degradation of Paintings
Orio
Ciferri*
Dipartimento di Genetica e Microbiologia and
Centro Interdipartimentale di Studi e di Ricerche per la Conservazione
dei Beni Culturali, Università degli Studi di Pavia, 27100 Pavia,
Italy
 |
INTRODUCTION |
"...l'alliance
possible et désiderable de la Science et de
l'Art...,"
Louis Pasteur, when he was
nominated to the first chair in physical chemistry at the Ecole des
Beaux Arts in Paris.
In 1940 four young men discovered the Lascaux Cave in the Dordogne
region of France. The cave contained an impressive display of
prehistoric art: the main cavern and several galleries connected to it
were decorated with engraved, drawn, and painted figures of animals.
The approximately 600 paintings, done with mineral pigments mixed with
animal fat in various shades of yellow, red, brown, and black, were
dated to the late Aurignacian period (15,000 to 13,000 B.C.). With few
exceptions, the paintings, some as long as 5 m, represented
different animals (some imaginary), and their quality was such that the
cave was designated by some the Sistine Chapel of the Paleolithic. In
1948 Lascaux Cave was opened to visitors, but in 1963 it was closed
indefinitely to the public. Closing was imposed after the discovery of
a green patina (from which comes the term maladie verte, or
green disease) covering the painted portions (34). Quite
unexpectedly, although other algae together with cyanobacteria,
bacteria, and fungi were isolated in different parts of the cave, the
green patina was composed exclusively of the unicellular alga
Bracteacoccus minor (order Chlorococcales). The
influx of workers and visitors brought into the cave considerable
amounts of soil and of the organic compounds present in people's
breath and sweat and increased the concentration of carbon dioxide to
almost pathological levels. The lighting system, installed in the cave
and operating almost continuously, created the conditions for a massive
growth of photosynthetic organisms. Extensive analysis of the
composition of, and the variations in, the microbial population of the
painted areas as well as of the unpainted rocks and the surrounding
environment led to the conclusion that the population of
Bracteacoccus minor, responsible for the maladie
verte, also increased when the cave was closed to the public and
kept in continuous darkness for long periods. Indeed, after 3 months of
total darkness and closure to the public, algal proliferation on
painted areas was found to have increased by 1 order of magnitude
(35). Thus, it was concluded that the alga could grow even
under heterotrophic conditions by utilizing the organic molecules
brought in the cave by visitors or resulting from the degradation of
biological residues. It was postulated that, before discovery and
opening of the cave, the community of heterotrophic microorganisms,
bacteria and fungi, present in the cave had mineralized all organic
molecules present, so that heterotrophic growth of the alga was
prevented, as was autotrophic growth as a result of the absence of light.
The Lascaux Cave is perhaps the most emblematic example of the damage
that microorganisms may cause to art work and should settle once and
forever the arguments about the possible role of microorganisms in the
degradation of our cultural heritage. The conditions that led to the
microbial bloom on the Lascaux Cave paintings probably represent an
extreme case, but it may be argued convincingly that even less harsh
environmental stresses than those that occurred in the less than 20 years since the opening of the Lascaux Cave may cause irreversible
aesthetic and structural damage to almost any type of art work.
This minireview focuses on the colonization of art works by
microorganisms and its effects. Its scope will be limited to paintings, both on canvas and panel, as well as on walls. Thus, other art works,
such as those in stone, wood, paper, and masonry, as well as those in
more esoteric materials, such as leather, parchment, glass, and metal,
will not be considered. For a more comprehensive treatment of the role
of microorganisms in the degradation of our cultural heritage, the
reader should refer to the reviews already published (2, 6, 12,
13, 20, 29, 30, 36, 46, 55, 56). The treatment of the subject
will not be exhaustive but will focus on aspects that, in the writer's
opinion, appear to be most interesting. At the end, a few ideas on how,
again in the writer's opinion, the research in this field might
proceed will be expressed.
 |
THE SUBSTRATE |
Paintings, whether easel or mural, contain a wide range of organic
and inorganic constituents and provide different ecological niches that
may be exploited by a large variety of microbial species. Many of the
components of paintings are biodegradable, and so are the additives
(glues, emulsifiers, thickeners, etc.) that facilitate drawing or
application of paint layers or enhance the aesthetic quality of the
finished product.
In easel paintings, the support material (the cellulose of paper,
canvas, and wood and the proteins of parchment, silk, and wool) may be
easily degraded by microorganisms, as may the materials (animal or
plant glues) used to "size" the support and to prepare a ground
layer. Paintings on paper or silk are laid, in general, directly on the
support, since a ground or underlay is lacking, but the pigments are
kept in emulsion with organic binders. Thus, besides the organic nature
of the support, easel paintings contain organic molecules that many
microorganisms may utilize for growth, such as sugars, gums, and other
polysaccharides, proteins, linseed and other oils, waxes, etc., but
also less chemically defined mixtures of biomolecules such as egg yolk,
bile, and even urine. (A list, certainly not exhaustive, of the organic
components that may be present on paintings can be found in references
15 and 55).
Mural paintings rely on techniques and materials differing from those
utilized in easel paintings. Essentially, pigments are suspended in
water or oil, often in the presence of binders such as casein and milk,
and applied on the damp lime plaster. The calcium carbonate formed on
contact with air consolidates the pigments. Thus, by and large,
frescoes contain mainly inorganic components and the microbial flora
that colonize these substrates may, at least in the first steps, differ
from that present on easel paintings. For both types of paintings the
spectrum of compounds that may be present is further increased by those
that are added at later times during retouching, restoration, or
relining or when a fresco is detached and transferred to a canvas or a
board. In one case at least, extensive fungal colonization was reported even with frescoes that, after cleaning and consolidation, were removed
from walls and transferred to a fiberglass support (42). Finally, dirt, soot, and other environmental contaminants, accumulating on the painted surface, may represent another not insignificant source
of nutrients.
Given the wide range of organic and inorganic molecules that are
present in both types of paintings, many different types of
microorganisms may grow on such substrates provided that favorable environmental conditions (humidity, temperature, light, and, to a
lesser extent, pH) are met. It sounds almost tautological to state
that, besides the chemical composition of an art work, the environment
conditions the development of a microbial flora, as it is quite obvious
that a specific microbial flora will develop, for instance, on a fresco
on the facade of a church where it receives a considerable amount of
light and a different flora will develop on a similar fresco inside the
same building in which light is very reduced. Likewise, if temperature,
moisture, and light are not controlled, the microbial communities of
two paintings produced with exactly the same materials will differ
considerably if one painting is kept in the northern latitudes and the
other is kept in the tropics. It may be added that high levels of
humidity, temperature, and light, as may be found, for instance, in
warmer climates, may shorten the, one could say, life span of a
painting by exacerbating the damages caused by air pollution,
biological attack, and natural aging.
Growth of microorganisms on paintings may cause aesthetic and
structural damage. As aesthetic damage one must consider pigment discoloration, stains, and formation of a biofilm on the painted surface, whereas as structural damage one must consider cracking and
disintegration of paint layers, formation of paint blisters, and
degradation of support polymers or of glues and binders resulting in
detachment of the paint layer from the support. Of course, the two
types of damage are strongly linked, and in the long run, structural
damage profoundly affects the aesthetic quality of a painting.
Conversely, aesthetic damage may precede serious injuries to the
materials. For instance, in fungal colonization of mural paintings,
Saiz-Jimenez and Samson (47) have shown that, at the
beginning, growth of fungi on a mural's surface caused only aesthetic
damage since there was little or no alteration of the painted surface.
Later on, fungal growth in depth occurred. Hyphae penetrated the
painted layer, degrading some of its components (especially glues and
binders), which resulted in a decrease in the cohesion of the painted
layers, thus giving rise to exfoliations, cracking, and loss of the
paint. To these damages one should add those inflicted by metabolites,
often acidic in nature, and by extracellular enzymes excreted by
microorganisms. These compounds may modify the colors as well as the
stability of the painted layer and of the substrate.
Similarly, cyanobacteria and algae growing on paintings exposed to
light, such as frescoes on the facades of buildings, may cause
considerable damage. Besides the aesthetic damage caused by a green,
black, brown, or yellow algal patina covering the painted portions,
these organisms may cause weathering of the surface layers,
accelerating detachment of portions of the painted layer as well as the
underlying plaster (40). The presence in a number of Italian
frescoes of species of nitrogen-fixing Nostoc indicates that
cyanobacteria may colonize frescoes in which combined nitrogen may be
absent (58). Indeed, in this investigation, determination of
acetylene reduction in situ demonstrated that nitrogen fixation
occurred, albeit at a reduced rate, in the microbial biofilm covering
the frescoes. In addition, cyanobacteria and algae can provide an
important source of organic material on which heterotrophic bacteria
and fungi may thrive, thus causing further aesthetic and structural
damage to the paintings. Finally, cyanobacteria and algae may colonize
the mortar, bricks, or stone supporting frescoes. Indeed, these
organisms have been reported to contribute to the weathering process of
masonry (31).
 |
THE FLORA |
With a few exceptions, characterization of the microbial flora
present on frescoes or easel paintings has been limited to selected
groups of microorganisms rather than to all types of microorganisms
that might be present on a given substrate. Thus, in general, surveys
have often been limited to fungi (1, 8, 10, 14, 17, 22-26, 37,
47, 50, 57), bacteria (7, 18, 32, 33, 44, 45), or
cyanobacteria and eukaryotic algae (9, 16, 21, 40, 58). In a
few cases, more comprehensive analyses aiming to determine all, or the
majority of, the biota present on a painting have been reported
(27, 41). This comprehensive data may provide the foundation
for ascertaining the existence of associations or successions among the
components of a microbial flora. Recently, a method of identifying
microorganisms by sequencing a portion of the DNA coding for the 16S
rRNA has been used with cultures of bacteria isolated from frescoes
(7, 44) and even with DNA samples extracted directly from a
fresco (44, 45). This technique, extensively employed in
macromolecular ecology to identify, without culturing, members of
microbial communities, will certainly lengthen the list of
microorganisms present on any given substrate by permitting, for
instance, the identification of species that are present at very low
cell concentrations and of those that cannot be cultured in the
laboratory. However, it will not determine if the DNA derives from
living or dead microorganisms and, more importantly, it will not allow
us to distinguish between microorganisms responsible for the observed
damage (one could call them the parasites) and those that do not
contribute to it (the saprophytes). Similar limitations will greatly
reduce the usefulness of other molecular biological techniques, such as
fluorescence in situ hybridization, that permit identification of
microorganisms without their isolation and culture.
Perusal of the lists of taxa isolated shows that the most common soil
inhabitants, both fungi (species of Penicillium,
Aspergillus, Cladosporium, Chaetomium,
and Alternaria) and bacteria (species of
Pseudomonas, Arthrobacter, and
Streptomyces), are present in many of the samples analyzed.
However, wide quantitative variations are evident. For instance, from a
fresco in St. Damian's Monastery in Assisi, Italy, more than 33 different species of fungi belonging to at least 17 genera were
isolated (approximately 25% of all isolates were not identified)
(22). On the other hand, from a mural in Canterbury
Cathedral only one fungal species, Beauveria alba
(Engyodontium album), was repeatedly isolated
(26) and, similarly, on damaged frescoes in an Italian
church only one species of Cladosporium was found
(37).
Gettens and coworkers were among the first to point out, in 1941, that
paintings could be "defaced or destroyed by the growth of those
small, parasitical plants commonly called `mold' or `mildew'" (15). Further, in laboratory experiments, they demonstrated that treatment with fungicides could arrest or prevent microbe-induced damage to paintings. About 20 years later, Tonolo and Giacobini (59) confirmed that microorganisms could damage works of art by providing examples of frescoes disfigured by growth of eukaryotic algae (members of Chlorophyceae), bacteria (Sarcina
lutea or Streptomyces spp.), or fungi (species of
Penicillium, Aspergillus,
Cephalosporium, and some Dematiaceae). The
authors reported that these organisms could cause changes to the
paintings' surfaces through staining, discoloration, or formation of
patinas and efflorescence. In addition, they showed that many such
organisms, especially the fungi, could grow between the paint layers
and the ground, causing a swelling of the paint film that could lead to
detachment of portions of the painted layer and disaggregation of the
underlying ground. This in turn could promote separation of the painted
surface from the ground or of the ground from the masonry on which the
fresco was laid.
After these pioneering papers, Gargani (14) and Tiano and
Gargani (57) published a detailed investigation of the
microbial floras of art works, mostly frescoes. Their work was greatly
stimulated by the finding that, after the flooding of Florence in
November 1966, a great number of paintings, both mural and easel, were severely damaged and that the damage could be at least in part associated with the growth of microorganisms. Using a technique of
dermatologic mycology, they determined that direct microscopic examination of the microbial structures adhering to transparent cellulose tape pressed on the painted surface revealed the presence of
fungal elements, such as hyphae, typical of most filamentous fungi.
However, species identification and determination of the microbial load
were possible only when cultures on different media were made with
small fragments of the painted surface or cotton swabs brushed on such
a surface. The analyses were essentially limited to the fungal
population and demonstrated that clear differences existed between the
numbers of species isolated from art works and those isolated from the
environment in which the art work was located. For instance, from the
surface of a fresco by Beato Angelico in St. Mark's Convent in
Florence, Italy, 17 different species of hyphomycetes encompassing 10 genera were isolated whereas from the environment 9 species (six
genera) were isolated. These data could be taken as an indication of
the presence of a fungal flora specifically developing on the painting
and differing, at least in part, from that present in the environment.
However, sampling at different intervals (months) revealed significant differences in the compositions of the flora of the painted surface whereas there was little variation from sampling to sampling in the
flora of the environment. Similar wide variations in the species isolated from different periods were reported in the analyses of the
microbial, essentially fungal, flora present on wall paintings in the
Buddhist shrines of Ajanta in India (1). Of 40 different species of fungi isolated from the wall paintings on three different visits, only 11 species were always present and more than 50% were
isolated only once.
Two 15th-century murals in the Ognissanti church in Florence, restored
in 1969 after the flood of 1966, were cleaned and treated with nystatin
in the late 1970s but, in 1985, showed the appearance of
greenish-brown-to-black spots on the painted surface (49). Isolation of fungal species from such areas demonstrated the presence of 15 different species from the samples taken from Botticelli's fresco and a similar number (13) from that by Ghirlandaio.
However, striking differences in the types of species were evident: the most abundant fungi on the fresco by Botticelli were two species of
Penicillium and Cladosporium cladosporiodes,
whereas the most common fungi in the fresco by Ghirlandaio were
Aspergillus versicolor and Cladosporium
sphaerospermum. Even more striking was the finding that the two
penicillia most abundant on the Botticelli fresco were undetected on
the fresco by Ghirlandaio, as was the case with Aspergillus
versicolor, which accounted for 74% of the isolates from
Ghirlandaio's fresco but was not isolated from Botticelli's fresco.
Such differences in two frescoes painted at the same time (1480) in the
same building, presumably with similar or identical materials, and
restored and cleaned at the same time appear rather striking. In
laboratory experiments, 19 species of the fungi isolated from the two
frescoes were tested for the capacity to grow on the materials used for
restoration (calcium caseinate, animal glue, and masonite, used as a
support panel). Although qualitative differences were observed,
essentially all the fungal species isolated from both frescoes grew
quite well on calcium caseinate, to a lesser extent on masonite, and to
an even lesser extent on animal glue. The only exception was provided
by the two species of Cladosporium, which, although being
among the most frequent isolates from the two frescoes, did not grow
well on any of these materials. In the opinion of the investigators,
this genus is one of the most commonly isolated from frescoes because
it is resistant to variations in external factors (temperature,
humidity, etc.). However, as the two tested species of
Cladosporium did not grow on casein, masonite, or animal
glue, the investigators assumed that this genus did not contribute
significantly to the degradation of paintings. This assumption is in
contrast to the opinion of other scientists who consider
Cladosporium one of the major biological agents, if not the
most significant agent, responsible for fresco degradation (2, 19,
37, 47). In conclusion, the differences observed in the fungal
colonizations of the two frescoes are not easily explained. Assuming
that no great differences exist in the materials used when the two
frescoes were painted (but this cannot be proved), the only possible
explanation is that the locations of the two frescoes in the church are
such that they affect differentially the fungal colonizations of the two murals. One can argue that the positions of the frescoes relative to openings (windows or doors), sources of moisture and heat, and other
factors may be responsible for the differences in the fungal
colonizations. In an extensive investigation of the fungal colonizations of frescoes in eight different Moldavian monasteries, Ionita (25) isolated 26 different species of fungi from
stains appearing on the frescoes, from areas of efflorescence, and from zones in which the painted layer was fissured and portions were breaking away from the support. No apparent recognizable pattern in the
fungal distribution could be observed. For instance, from three areas
with stains of the same color, present on the same portion of a fresco,
different fungi were isolated. In addition, the same fungal species was
isolated from spots of different colors as well as from fissured
fragments of the frescoes that were apparently not stained. Further,
Aspergillus niger, one of the most ubiquitous fungal
contaminants, was isolated in only one case.
Such variations in the fungal floras present in samples taken at
different times, or in frescoes of the same age and in the same
location, were often observed and do not allow us to establish conclusively that the fungi present on a painted surface, even when
they are absent from the environment, are responsible for the damage
observed on the paintings. Further, no attempt has been made to
identify the species responsible for the damage, both aesthetic and
structural, and the species that are just saprophytes living on the
painted surface may be growing at the expense of other microorganisms
colonizing the frescoes. However, the idea that fungi may be the
primary microbiological agents responsible for degradation of art works
is so entrenched that often antibacterial agents are added routinely to
the media used for the isolation of the microbial contaminants presumed
responsible for the degradation of art works (22, 26).
With frescoes located underground, such as those in crypts, tombs, and
grottoes, it has been reported that the predominant species and,
possibly, the first colonizers are members of the order
Actinomycetales, most of which are in the genus
Streptomyces and a few of which are in the genus
Nocardia (18). Over 200 strains of actinomycetes
were isolated from 13 frescoes in different Italian hypogean sites. In
some of these, cell concentrations reached up to 1 million cells/gram
of sample. Of the 200 isolates, 46 were identified as members of 19 different species of Streptomyces and 5 were identified as
members of the genus Nocardia. According to the researchers,
colonization by actinomycetes begins as soon as the sites are opened
and the frescoes are excavated, becoming quite evident only 2 months
after excavation and exposure to air. In a short period, other
microorganisms (bacteria, fungi, and algae) become associated with the
predominant population of actinomycetes. When the hypogean rooms of the
Domus Aurea in Rome were opened to visitors in 1951, very rapidly green
crusts appeared on the frescoes in lighted areas; their development was
so rapid that, in 1981, illumination had to be discontinued
(21). A study of the microbial community composing such
crusts showed a predominance of cyanobacteria (two species of
Lyngbya, accompanied by unidentified bacteria) and
chlorophytes (species of Chlorella,
Pseudococcomyxa, and Pseudopleurococcus)
(4). The composition of the algal population associated with
the damage was studied for 4 years. During this period, the two species
of Lyngbya were by far the predominant ones. The
chlorophytes Pseudococcomyxa simples and
Pseudopleurococcus printzii were always present but at much
lower cellular concentrations. These findings were confirmed in
laboratory experiments in which samples of the microbial mats from the
frescoes were grown under fluorescent or incandescent light at two
different light intensities (5). In these experiments too
the two Lyngbya species appeared to be the predominant ones.
According to the investigators, the presence of thick sheaths of these
cyanobacteria not only favored their adhesion to the painted surface
but provided also the substrates for the establishment of a population
of heterotrophic bacteria (3).
In conclusion, although an impressive number of publications report
that from damaged paintings it is possible to isolate a wide range of
microorganisms, with very few exceptions no attempts have been made to
distinguish between microorganisms responsible for the deterioration
and those that play no role, direct or indirect, in the process leading
to a painting's defacement.
 |
MECHANISM OF AGGRESSION AND MICROBIAL SUCCESSION |
Presenting a unified scheme for determining the mechanism of
microbial damage of painted surfaces is rather difficult. Such difficulty resides in the fact that the chemical compositions of
paintings vary considerably, and at times, they are even impossible to
ascertain. Although historical records and, more significantly, chemical analyses may indicate with sufficient accuracy the pigments that have been used in older art works, it is less easy to determine which components were used for sizing the ground, emulsifying the
pigments, protecting the finished painted surfaces, etc. As already
mentioned, another difficulty lies in the fact that most of the
published reports are essentially catalogues of the microorganisms isolated from painted surfaces, especially from the areas in which visual inspection has revealed aesthetic damage due to changes in the
colors of paints and appearance of stains, variations in the structure
of the painted layer, etc. Further, as already noticed, quite often the
lists of microorganisms isolated from a damaged painting are limited to
one group of microorganisms (fungi, bacteria, or algae) and rarely
include all the microorganisms present.
Nevertheless, in a few cases attempts have been made to present a more
comprehensive analysis of the different microbial groups present, to
unravel the chemical modifications brought about by the microbial
colonization, and to determine the succession of the microbial
colonizers. For instance, Saiz-Jimenez and Samson (47) have
analyzed the microbial flora of a large fresco painted in the late
1920s in an old Spanish monastery. Two types of aesthetic damage were
observed, white efflorescence and green-to-black stains. From both
types of alterations Cladosporium sphaerospermum was the
fungus most frequently isolated (approximately 75 to 88% of all
isolates from the two types of lesions), followed by Engyodontium album (slightly more than 10% of all isolates from both
efflorescent and stained areas). However, the fungi were considered
secondary colonizers of the fresco. The first microorganisms colonizing the fresco were supposed to be sulfur-cycling bacteria (48), well known to play an important role in stone and masonry deterioration (12). The decay of the fresco was thought to have begun
around the 1970s, coincident with the establishment in the vicinity of the monastery of a series of industrial plants that emitted into the
atmosphere considerable amounts of pollutants, especially sulfur
dioxide. The sulfuric acid produced from sulfur dioxide dissolved the
calcium carbonate of the fresco, leading, eventually, to the production
of a precipitate of dihydrous calcium sulfate (gypsum). Gypsum
deposition resulted in the formation of white crystal aggregates
responsible for the efflorescence observed on the fresco.
Microbiological analyses showed that the efflorescence contained up to
65,000 sulfur-oxidizing and 200 sulfur-reducing bacteria per gram. In
the investigator's view, the sulfur-utilizing bacteria were the first
colonizers of the fresco. Death and lysis of these bacteria provided
the organic substrates necessary for the growth of heterotrophic
bacteria and fungi. Growth of the latter was considered responsible for
the colored stains present on the fresco's surface as well as the
mechanical damage observed, such as the detachment of portions of the
painted layer. Thus, environmental pollutants, especially sulfur
dioxide and related compounds, caused direct damage to the fresco but
also provided the substrates that promoted growth of aerobic and
anaerobic sulfate-cycling bacteria. These, in turn, supplied the
organic nutrients that allowed the establishment of a community of
scavenger bacteria and fungi that further contributed to the
degradation of the fresco.
A somewhat similar sequence of events was postulated by Karpovich-Tate
and Rebrikova to occur on frescoes and masonry in a Russian cathedral
(27). According to these researchers, even in the presence
of organic substrates such as components of fresco and plaster, the
first colonizers were the autotrophic, nitrifying bacteria found on
many different types of stone and masonry and considered responsible
for the biologically induced corrosion of stone and other building
materials (11). These bacteria oxidized to nitrate the
ammonia present in the atmosphere and thus promoted growth of
heterotrophic microorganisms (bacteria as well as fungi that were
present in concentrations up to 106 cells/g of material)
that also utilized the cellular components of the first colonizers.
According to the researchers, support for this conclusion was given by
the finding that most of the heterotrophs that were present on frescoes
were capable of hydrolyzing bacterial and yeast cell walls. A somewhat
similar analysis of the bacteria present on frescoes in northern
Moldavia monasteries gave different results. Over 90 bacterial strains
were isolated, all of which were heterotrophs and most of which were in
the genera Bacillus, Arthrobacter,
Micrococcus, Sarcina, and Pseudomonas (32). The presence of bacteria was constantly demonstrated
in the samples collected from portions of the fresco disfigured by a
whitish, powdery layer, whereas the absence of bacteria was demonstrated in samples from apparently undamaged portions of the
fresco. In a courageous attempt to verify Koch's postulates, control
experiments demonstrated that when pure cultures of many of these
bacteria were transferred to sterile cotton wool wads and these were
applied to and kept on undamaged portions of the same fresco for 3 to 4 weeks, almost half of the 40 isolates tested produced stains similar to
those observed in the damaged portions. From the artificially produced
areas of staining the researchers reisolated the bacterial species used
for inoculation. Bacteria, especially of the genus
Arthrobacter, were reported to be among the first colonizers
of murals in a medieval church in Rostov, Russia (41), and
to be responsible for oxidation of the lead present in pigments,
resulting in the production of brown-black spots of lead oxides.
Indeed, when samples taken from the damaged areas of the murals or
bacteria isolated from such samples were incubated in mineral media in
the presence of lead-containing pigments such as white lead, lead
ocher, or red lead, good microbial growth together with the formation
of a brown precipitate composed of lead dioxide was observed. The fact
that no brown precipitate was formed in uninoculated media or in those
inoculated with an unidentified fungus isolated from the same area of
the fresco gave strong, presumptive evidence that the bacteria present
in the damaged fresco were responsible for the oxidation of divalent lead to tetravalent lead oxide and hence to the appearance of dark-brown-to-black spots on areas in which lead-containing pigments were used. In addition, other laboratory experiments indicated that
black spots of lead sulfide could be produced on the frescoes from the
reaction between the lead oxide of pigments and the hydrogen sulfide
produced by other bacterial species present in the samples.
In conclusion, the few reports in which the mechanism of microbial
colonization of frescoes has been investigated indicate that bacteria
may be the first colonizers. However, the majority of reports are
limited to analyses of the fungal flora isolated from the substrates
and make no attempt to establish whether these microorganisms are the
first to colonize the substrates.
With easel paintings, experiments performed on wood panels coated with
a white acrylic latex and exposed to soil in an environmental cabinet
or in the field led to the isolation of members of 7 bacterial genera
and 15 fungal genera, with no great difference between the numbers of
genera isolated in the laboratory (20 isolated) and in the field
samples (23 isolated) (38). The time course (over 2 weeks)
of the colonization by the different genera showed that some organisms,
termed transient species (Acremonium,
Penicillium, and Helmintosporium spp.) were
present only during certain periods but that not only were other
organisms, termed permanent species (Alternaria and
Pseudomonas spp.) present in all samples but also their
numbers often increased throughout the period of exposure. Members of
the genera Alcaligenes, Bacillus,
Flavobacterium, and Pseudomonas represented the
most frequent bacterial species present at all times. Whereas the
population of most bacterial species remained constant or increased
only slightly during the duration of the experiments, that of
Pseudomonas increased linearly with the time of incubation
(during 12 weeks of incubation, the number of colonies of
Pseudomonas spp. per square centimeter increased by more
than 1 order of magnitude). With fungi, only colony numbers of
Aureobasidium (Pullularia) pullulans,
considered by some the main biological agent of paint deterioration
(28, 43), increased steadily with the time of incubation so
that, after 12 weeks, this species was essentially the only fungal
species present on the panels. Such results confirmed those of an
earlier report on the succession of fungi on this type of paint,
namely, that initially species of Aspergillus, followed by
species of Alternaria, and, eventually, Aureobasidium
pullulans were found. The last represented 80% of the climax
community, the remaining 20% being represented by
Alternaria spp. (60). The possibility that
Aureobasidium pullulans grew at the expense of the
polysaccharides of the Pseudomonas capsules and the other
bacterial species colonizing the panels was investigated
(39). Although dead bacterial cells adhering to the paint
layer did stimulate growth of the fungus, further experiments provided
evidence that bacterial colonization of the painted surface had
chemically modified some of the components of the paint, rendering them
utilizable by the fungus (38). Indeed, a previous report
showed that Aureobasidium pullulans was unable to utilize
hydroxyethylcellulose, a component of the paint, for growth but that it
utilized this compound pretreated with cells of Pseudomonas
or even with a cellulase produced by the bacterium (51).
Somewhat different conclusions were reached in our investigations with
samples of painted canvases (mock paintings) prepared with traditional
materials by following the standard recipes used for paintings
(52). Essentially, mock paintings consisted of a linen
canvas, sized with animal glue in water and with a ground of chalk and
animal glue. A paint film of lead white in linseed oil was laid on the
smoothed-out ground. The main soil microorganisms, fungi and bacteria,
growing on the mock painting were identified. Bacillus
pumilus was the bacterial species present at the highest cell
concentration, by far, and Aspergillus niger and
Penicillium chrysogenum were the fungal species present at
the highest cell concentrations. Reconstruction experiments showed that
pure cultures of the main bacterial species, including Bacillus
pumilus, essentially did not grow when they were incubated with
mock paintings. In this type of experiment only the viable counts of
the fungi Aspergillus niger and Penicillium
chrysogenum increased in the first period of incubation. However,
the presence of Aspergillus niger stimulated growth and
survival on mock paintings of Bacillus pumilus and the
stimulatory effect of the fungus was abolished by the addition of
cycloheximide, an inhibitor of protein synthesis and growth in
eukaryotes but not in prokaryotes. These findings, indicating that
growing fungal cells are necessary to promote growth and survival of
Bacillus pumilus, could be explained by the fact that Aspergillus niger was found to possess cellulolytic and
proteolytic activities, activities that were not identified in
Bacillus pumilus and the other bacteria, all of which were
gram positive, isolated from mock paintings exposed to soil. Thus, it
was postulated that the fungus stimulated growth and survival of the
bacteria by supplying the latter with the products of the hydrolysis of
macromolecules, such as cellulose and proteins, present on the
paintings. This conclusion was strengthened by the finding that the
most abundant bacterial species, mostly gram-negative organisms,
isolated from a severely degraded 16th century fresco that had been
transferred in the 19th century to a canvas support hydrolyzed
cellulose and casein, grew to a certain extent, and survived for a
longer period of time on mock paintings than did the bacteria isolated
from soil (53). Unlike Bacillus pumilus, growth
and survival on mock paintings of the bacteria isolated from the fresco
were not stimulated by the presence of Aspergillus niger.
The differences between our data and those of O'Neil's and Schmitt's
could be easily explained by the differences in the materials used
(acrylic paint on wood in one case, oil paint on cloth in the other)
and indicate that the succession of the different microbial taxa
colonizing works of art depends also on the chemical nature of the
substrate. Indeed, work under way in my laboratory has demonstrated the
existence of differences in the microbial colonizations of mock
paintings when different pigment binders (oil or distemper) were used
or when the same type of painting was relined with different glues (unpublished data).
That the chemical nature of the substrate conditions the capacity of
microorganisms to colonize different art works was further demonstrated
by the finding that silk (composed of the proteins fibroin and sericin
but often of fibroin only) is easily colonized and degraded by bacteria
(especially species of Pseudomonas and Arthrobacter) but that it is hardly attacked by fungi
(54). However, if the textile was artificially aged in the
laboratory by exposure to the light of a xenon lamp or to heat,
treatments that result in a chemical modification of the protein, then
it became susceptible also to fungal attack (unpublished data).
Thus, one should take into consideration how the microbial flora
colonizing an art work varies according to the chemical composition of
such a work. Further, the biochemical reactions catalyzed by the
different microbial species may vary with the different makeup of the
substrate and also when external factors, including age, alter the
chemical structures of some of the components of the substrate. The
number of variables to be taken into consideration becomes almost
unlimited, presenting a difficult but not unsurmountable challenge,
since reliable information can be gathered in laboratory experiments
performed with standardized models. When the microbiologist is
confronted with a request to investigate the presence (and role) of
microorganisms on a defaced art work, he or she is called to do so with
a substrate on which, quite often, microbial colonization has taken
place for years. The microbial flora that he or she will find is
probably the result of successive colonizations by different groups of
microorganisms. Such variations are the result of modifications of the
chemical composition of the substrate, to which the microorganisms
themselves may have contributed in part. Thus, the investigator will
have only a snapshot of the state of the artifact at that precise
moment and not a time-elapsed picture of the development of the
microbial communities that may have existed during the life span of the
art work. In addition, he or she will be called to give an answer in a
short period and to provide in great haste the information necessary
for corrective interventions. A microbiologist should be asked to
characterize the microbial flora present on a work of art when it
appears to be still in its pristine condition and well before any
alteration becomes evident. By determining which microorganisms are
present at time zero, he or she will be able to make a reasonable
assumption about how the microbial colonization will develop. In this
way, the microbiologist will be able to suggest the nature and the mode
of treatment that will stop microbial colonization before damage
becomes visible and irreversible.
It seems to me that the time is now ripe to acknowledge that studies of
the microbial colonization of art works should go beyond the
descriptive stage, that is, cataloguing which organisms are found on
which substrate. It is undeniable that this type of information is
important to establish which organisms, or which types of organisms
(bacteria, algae, fungi, etc.), colonize a given art work, since this
information is necessary for any disinfestation treatment. However, I
think that we are now in the position to begin to study and understand
the mechanisms underlying the microbiological attack. In other words,
we should try to set up standardized laboratory models using the most
common types of support as well as the most commonly employed
ingredients. These models will allow us to establish, under controlled
conditions, which species colonize a given substrate, how the microbial
flora will change on changing of the substrates (supports, pigments,
binders, glues, etc.) that make up an art work, how the substrate is
modified by the microbial colonization, and how these modifications
lead to the establishment of different microbial communities.
Similarly, one should try to evaluate in the laboratory how the
microbial population varies when the environmental conditions change (a
painting on the exterior of a building will undergo colonization by
microorganisms different from those colonizing a similar painting
located inside the same building). Finally, one must evaluate how
aging, which may be simulated in the laboratory, may bring about
variations in the chemical structures of many components of works of
art (from the support polymers to the different binders and glues) and
how these chemical variations may influence the colonization by
different microbial taxa. From such research it will be possible to
learn how to monitor and evaluate the onset and the rate of microbial
colonization and the changes in the microbial population as a function
of the substrate composition and environmental conditions and,
eventually, how to proceed for disinfestation.
Finally, these data will be useful in indicating the most suitable
materials to be used, including those for restoration and relining. We
expect the life spans of works of art to be on the order of centuries
if not millennia. It is inconceivable that we will find compounds that
will ensure protection from microbial attack for periods of such
lengths. If, for any reason, control of humidity, temperature, and
light, as occurs in museums, is not possible, then protection of
objects of artistic or historical interest rests only on the intrinsic
components of such objects that can render them refractory to microbial colonization.
 |
ACKNOWLEDGMENTS |
The research performed in my laboratory was supported by grants
from Progetto Finalizzato Beni Culturali of the Italian Research Council (C.N.R.).
I am grateful to many colleagues for supplying reprints of papers and
to Maria Gravagna for constant and generous help in the bibliographic
search for and in the preparation of the manuscript.
 |
FOOTNOTES |
*
Mailing address: Dip. Genetica e Microbiologia, Via
Ferrata 1, 27100 Pavia, Italy. Phone: 39 382 505576 or 39 382 505577. Fax: 39 382 528496. E-mail: ociferri{at}pillo.unipv.it.
 |
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